Filing Date |
Link to SEC Filing |
ROMNEY Involved |
SEC File to Read |
NOTES |
4/13/1999 |
www.sec.gov/Archives/edgar/data/1033683/0000950131-99-002266.txt |
Yes |
0000950131-99-002266.txt |
has his signature |
9/27/1999 |
www.sec.gov/Archives/edgar/data/830134/0000927016-99-003307.txt |
Yes |
0000927016-99-003307.txt |
|
2/14/2000 |
www.sec.gov/Archives/edgar/data/1027584/0000950131-00-001153.txt |
Yes |
0000950131-00-001153.txt |
has his signature |
2/14/2000 |
www.sec.gov/Archives/edgar/data/1033683/0000950131-00-001151.txt |
Yes |
0000950131-00-001151.txt |
|
7/6/2000 |
www.sec.gov/Archives/edgar/data/1033683/000092701600002402/0000927016-00-002402.txt |
Yes |
0000927016-00-002402.txt |
|
7/14/2000 |
www.sec.gov/Archives/edgar/data/1065042/000092701600002483/0000927016-00-002483-index.htm |
Yes |
0000927016-00-002483.txt |
|
7/26/2000 |
www.sec.gov/Archives/edgar/data/6885/000092701600002587/0000927016-00-002587.txt |
Yes |
0000927016-00-002587.txt |
Mr W. Mitt Romney is the sole shareholder, sole director, Chief Executive Officer and President of Bain Capital and thus is the controlling person of Bain Capital. |
11/6/2000 |
www.sec.gov/Archives/edgar/data/1033683/000092701600003722/0000927016-00-003722-index.htm |
Yes |
0000927016-00-003722.txt |
share voting and dispositive power |
2/13/2001 |
www.sec.gov/Archives/edgar/data/874689/000092701601000754/0000927016-01-000754.txt |
Yes |
0000927016-01-000754.txt |
has his signature |
2/13/2001 |
www.sec.gov/Archives/edgar/data/1065042/000092701601000764/0000927016-01-000764.txt |
Yes |
0000927016-01-000764.txt |
|
2/14/2001 |
www.sec.gov/Archives/edgar/data/1065042/000089843001000644/0000898430-01-000644.txt |
Yes |
0000898430-01-000644.txt |
has his signature |
2/20/2001 |
www.sec.gov/Archives/edgar/data/1054290/000092701601001009/0000927016-01-001009.txt |
Yes |
0000927016-01-001009.txt |
Title: CEO, Principal Occupation: Managing Director Bain Capital Inc. |
2/22/2001 |
www.sec.gov/Archives/edgar/data/1065042/000089843001000745/0000898430-01-000745.txt |
Yes |
0000898430-01-000745.txt |
has his signature |
5/14/2001 |
www.sec.gov/Archives/edgar/data/1033683/000092701601501004/0000927016-01-501004.txt |
Yes |
0000927016-01-501004.txt |
share voting and dispositive power |
5/14/2001 |
www.sec.gov/Archives/edgar/data/1033683/000092701601500679/0000927016-01-500679.txt |
Yes |
0000927016-01-500679.txt |
share voting and dispositive power |
2/8/2002 |
www.sec.gov/Archives/edgar/data/874689/000104596902000154/0001045969-02-000154.txt |
No |
0001045969-02-000154.txt |
After this no indication of Romney involvement in SEC filings |
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The above are for Bain Capital, BCIP, and Brookside. There were a total of 131 filings 1999-2002 that involved Bain entities. The remainder were listed under differing company names and were not examined |
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