Today’s research is from SEC / EDGAR website …
Today a whole lot of comments about whether Mitt Romney was involved or not with Bain after February 1999 or not. I do not want to cover that ground but I recommend the following articles that cover the issues:
Boston Globe – “Mitt Romney stayed at Bain 3 years longer than he stated”
Yahoo News – “Report: Romney at Bain Three Years Longer Than He Claimed”
There were many other sources as well.
My motivation was the Romney campaign denying these reports and calling the President and his team misleading. This is another lie/inaccurate statement by the Romney Campaign team and Romney to deny the President and his campaign team and the Boston Globe report.
This jester went to the SEC website and looked at the EDGAR webpages listing the Bain SEC filings from 1999 through 2002. I have compiled a spreadsheet with links for any journalists or media types to follow or for you my blog followers/readers to follow.
The facts are as the Boston Globe and President Obama stated. The Bain companies’ SEC filings indicate that Mitt Romney had substantial involvement with Bain well beyond February 1999.
Romney had involvements with Bain as the various fillings state as:
- Has Mitt Romney signature as a preparer/submitter of the filing
- Title: CEO, Principal Occupation: Managing Director Bain Capital Inc.
- Share voting and dispositive powers
- Mr W. Mitt Romney is the sole shareholder, sole director, Chief Executive Officer and President of Bain Capital and thus is the controlling person of Bain Capital.
Filing Date | Link to SEC Filing | ROMNEY Involved | SEC File to Read | NOTES |
4/13/1999 | www.sec.gov/Archives/edgar/data/1033683/0000950131-99-002266.txt | Yes | 0000950131-99-002266.txt | has his signature |
9/27/1999 | www.sec.gov/Archives/edgar/data/830134/0000927016-99-003307.txt | Yes | 0000927016-99-003307.txt | |
2/14/2000 | www.sec.gov/Archives/edgar/data/1027584/0000950131-00-001153.txt | Yes | 0000950131-00-001153.txt | has his signature |
2/14/2000 | www.sec.gov/Archives/edgar/data/1033683/0000950131-00-001151.txt | Yes | 0000950131-00-001151.txt | |
7/6/2000 | www.sec.gov/Archives/edgar/data/1033683/000092701600002402/0000927016-00-002402.txt | Yes | 0000927016-00-002402.txt | |
7/14/2000 | www.sec.gov/Archives/edgar/data/1065042/000092701600002483/0000927016-00-002483-index.htm | Yes | 0000927016-00-002483.txt | |
7/26/2000 | www.sec.gov/Archives/edgar/data/6885/000092701600002587/0000927016-00-002587.txt | Yes | 0000927016-00-002587.txt | Mr W. Mitt Romney is the sole shareholder, sole director, Chief Executive Officer and President of Bain Capital and thus is the controlling person of Bain Capital. |
11/6/2000 | www.sec.gov/Archives/edgar/data/1033683/000092701600003722/0000927016-00-003722-index.htm | Yes | 0000927016-00-003722.txt | share voting and dispositive power |
2/13/2001 | www.sec.gov/Archives/edgar/data/874689/000092701601000754/0000927016-01-000754.txt | Yes | 0000927016-01-000754.txt | has his signature |
2/13/2001 | www.sec.gov/Archives/edgar/data/1065042/000092701601000764/0000927016-01-000764.txt | Yes | 0000927016-01-000764.txt | |
2/14/2001 | www.sec.gov/Archives/edgar/data/1065042/000089843001000644/0000898430-01-000644.txt | Yes | 0000898430-01-000644.txt | has his signature |
2/20/2001 | www.sec.gov/Archives/edgar/data/1054290/000092701601001009/0000927016-01-001009.txt | Yes | 0000927016-01-001009.txt | Title: CEO, Principal Occupation: Managing Director Bain Capital Inc. |
2/22/2001 | www.sec.gov/Archives/edgar/data/1065042/000089843001000745/0000898430-01-000745.txt | Yes | 0000898430-01-000745.txt | has his signature |
5/14/2001 | www.sec.gov/Archives/edgar/data/1033683/000092701601501004/0000927016-01-501004.txt | Yes | 0000927016-01-501004.txt | share voting and dispositive power |
5/14/2001 | www.sec.gov/Archives/edgar/data/1033683/000092701601500679/0000927016-01-500679.txt | Yes | 0000927016-01-500679.txt | share voting and dispositive power |
2/8/2002 | www.sec.gov/Archives/edgar/data/874689/000104596902000154/0001045969-02-000154.txt | No | 0001045969-02-000154.txt | After this no indication of Romney involvement in SEC filings |
The above are for Bain Capital, BCIP, and Brookside. There were a total of 131 filings 1999-2002 that involved Bain entities. The remainder were listed under differing company names and were not examined |