Romney / Bain SEC Data

Filing Date Link to SEC Filing ROMNEY Involved SEC File to Read NOTES
4/13/1999 www.sec.gov/Archives/edgar/data/1033683/0000950131-99-002266.txt Yes 0000950131-99-002266.txt has his signature
9/27/1999 www.sec.gov/Archives/edgar/data/830134/0000927016-99-003307.txt Yes 0000927016-99-003307.txt
2/14/2000 www.sec.gov/Archives/edgar/data/1027584/0000950131-00-001153.txt Yes 0000950131-00-001153.txt has his signature
2/14/2000 www.sec.gov/Archives/edgar/data/1033683/0000950131-00-001151.txt Yes 0000950131-00-001151.txt
7/6/2000 www.sec.gov/Archives/edgar/data/1033683/000092701600002402/0000927016-00-002402.txt Yes 0000927016-00-002402.txt
7/14/2000 www.sec.gov/Archives/edgar/data/1065042/000092701600002483/0000927016-00-002483-index.htm Yes 0000927016-00-002483.txt
7/26/2000 www.sec.gov/Archives/edgar/data/6885/000092701600002587/0000927016-00-002587.txt Yes 0000927016-00-002587.txt Mr W. Mitt Romney is the sole shareholder, sole director, Chief Executive Officer and President of Bain Capital and thus is the controlling person of Bain Capital.
11/6/2000 www.sec.gov/Archives/edgar/data/1033683/000092701600003722/0000927016-00-003722-index.htm Yes 0000927016-00-003722.txt share voting and dispositive power
2/13/2001 www.sec.gov/Archives/edgar/data/874689/000092701601000754/0000927016-01-000754.txt Yes 0000927016-01-000754.txt has his signature
2/13/2001 www.sec.gov/Archives/edgar/data/1065042/000092701601000764/0000927016-01-000764.txt Yes 0000927016-01-000764.txt
2/14/2001 www.sec.gov/Archives/edgar/data/1065042/000089843001000644/0000898430-01-000644.txt Yes 0000898430-01-000644.txt has his signature
2/20/2001 www.sec.gov/Archives/edgar/data/1054290/000092701601001009/0000927016-01-001009.txt Yes 0000927016-01-001009.txt Title: CEO,   Principal Occupation: Managing Director Bain Capital Inc.
2/22/2001 www.sec.gov/Archives/edgar/data/1065042/000089843001000745/0000898430-01-000745.txt Yes 0000898430-01-000745.txt has his signature
5/14/2001 www.sec.gov/Archives/edgar/data/1033683/000092701601501004/0000927016-01-501004.txt Yes 0000927016-01-501004.txt share voting and dispositive power
5/14/2001 www.sec.gov/Archives/edgar/data/1033683/000092701601500679/0000927016-01-500679.txt Yes 0000927016-01-500679.txt share voting and dispositive power
2/8/2002 www.sec.gov/Archives/edgar/data/874689/000104596902000154/0001045969-02-000154.txt No 0001045969-02-000154.txt After this no indication of Romney involvement in SEC filings
The above are for Bain Capital, BCIP, and Brookside. There were a total of 131 filings 1999-2002 that involved Bain entities. The remainder were listed under differing company names and were not examined

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