| Filing Date | Link to SEC Filing | ROMNEY Involved | SEC File to Read | NOTES |
| 4/13/1999 | www.sec.gov/Archives/edgar/data/1033683/0000950131-99-002266.txt | Yes | 0000950131-99-002266.txt | has his signature |
| 9/27/1999 | www.sec.gov/Archives/edgar/data/830134/0000927016-99-003307.txt | Yes | 0000927016-99-003307.txt | |
| 2/14/2000 | www.sec.gov/Archives/edgar/data/1027584/0000950131-00-001153.txt | Yes | 0000950131-00-001153.txt | has his signature |
| 2/14/2000 | www.sec.gov/Archives/edgar/data/1033683/0000950131-00-001151.txt | Yes | 0000950131-00-001151.txt | |
| 7/6/2000 | www.sec.gov/Archives/edgar/data/1033683/000092701600002402/0000927016-00-002402.txt | Yes | 0000927016-00-002402.txt | |
| 7/14/2000 | www.sec.gov/Archives/edgar/data/1065042/000092701600002483/0000927016-00-002483-index.htm | Yes | 0000927016-00-002483.txt | |
| 7/26/2000 | www.sec.gov/Archives/edgar/data/6885/000092701600002587/0000927016-00-002587.txt | Yes | 0000927016-00-002587.txt | Mr W. Mitt Romney is the sole shareholder, sole director, Chief Executive Officer and President of Bain Capital and thus is the controlling person of Bain Capital. |
| 11/6/2000 | www.sec.gov/Archives/edgar/data/1033683/000092701600003722/0000927016-00-003722-index.htm | Yes | 0000927016-00-003722.txt | share voting and dispositive power |
| 2/13/2001 | www.sec.gov/Archives/edgar/data/874689/000092701601000754/0000927016-01-000754.txt | Yes | 0000927016-01-000754.txt | has his signature |
| 2/13/2001 | www.sec.gov/Archives/edgar/data/1065042/000092701601000764/0000927016-01-000764.txt | Yes | 0000927016-01-000764.txt | |
| 2/14/2001 | www.sec.gov/Archives/edgar/data/1065042/000089843001000644/0000898430-01-000644.txt | Yes | 0000898430-01-000644.txt | has his signature |
| 2/20/2001 | www.sec.gov/Archives/edgar/data/1054290/000092701601001009/0000927016-01-001009.txt | Yes | 0000927016-01-001009.txt | Title: CEO, Principal Occupation: Managing Director Bain Capital Inc. |
| 2/22/2001 | www.sec.gov/Archives/edgar/data/1065042/000089843001000745/0000898430-01-000745.txt | Yes | 0000898430-01-000745.txt | has his signature |
| 5/14/2001 | www.sec.gov/Archives/edgar/data/1033683/000092701601501004/0000927016-01-501004.txt | Yes | 0000927016-01-501004.txt | share voting and dispositive power |
| 5/14/2001 | www.sec.gov/Archives/edgar/data/1033683/000092701601500679/0000927016-01-500679.txt | Yes | 0000927016-01-500679.txt | share voting and dispositive power |
| 2/8/2002 | www.sec.gov/Archives/edgar/data/874689/000104596902000154/0001045969-02-000154.txt | No | 0001045969-02-000154.txt | After this no indication of Romney involvement in SEC filings |
| The above are for Bain Capital, BCIP, and Brookside. There were a total of 131 filings 1999-2002 that involved Bain entities. The remainder were listed under differing company names and were not examined | ||||
